Families of Lie Algebras

The radical of a Lie algebra is the maximal soluble ideal. A Lie algebra is called reductive if its radical is equal to its centre, and semisimple if its radical is trivial. A Lie algebra is almost reductive (resp. simple, semisimple) if the corresponding group of Lie type is reductive (resp. simple, semisimple). Note that these concepts are equivalent if the field has characteristic zero.

The commands in this section construct almost reductive Lie algebras over an arbitrary field. Such Lie algebras have a corresponding root datum. The matrix versions of these commands give the standard matrix representation, which is the smallest degree representation (with a few exceptions for small characteristic fields).

Contents

Almost Reductive Lie Algebras

The intrinsics LieAlgebra and MatrixLieAlgebra described below take as first argument an object which describes the type of the reductive Lie algebra to be constructed. Specifically, it may be one of the five following types:

(a)
A string describing the Cartan type;
(b)
A root datum (see Chapter ROOT DATA);
(c)
A crystallographic root system (see Chapter ROOT SYSTEMS);
(d)
A Dynkin digraph (see Section Dynkin Digraphs);
(e)
A crystallographic Cartan matrix C (see Section Cartan Matrices).

In the cases (a), (d), and (e) these intrinsics take an optional argument Isogeny. See Section Constructing Groups of Lie Type for the possible values of this flag.

LieAlgebra(T, k) : MonStgElt, Rng -> AlgLie
LieAlgebra(R, k) : RootDtm, Rng -> AlgLie
LieAlgebra(R, k) : RootSys, Rng -> AlgLie
LieAlgebra(D, k) : GrphDir, Rng -> AlgLie
LieAlgebra(C, k) : AlgMatElt, Rng -> AlgLie
    Isogeny: .                          Default: "Ad"
Construct the reductive Lie algebra of type T over the ring k.
MatrixLieAlgebra(T, k) : MonStgElt, Rng -> AlgLie
MatrixLieAlgebra(R, k) : RootDtm, Rng -> AlgLie
MatrixLieAlgebra(R, k) : RootSys, Rng -> AlgLie
MatrixLieAlgebra(D, k) : GrphDir, Rng -> AlgLie
MatrixLieAlgebra(C, k) : AlgMatElt, Rng -> AlgLie
    Isogeny: .                          Default: "Ad"
Construct the reductive matrix Lie algebra of type T over the ring k.

Example AlgLie_ReductiveLieAlgebra (H107E17)

We construct some (semi)simple Lie algebras.
> LieAlgebra("D7", RationalField());
Lie Algebra of dimension 91 with base ring Rational Field
> LieAlgebra("G2", GF(5));
Lie Algebra of dimension 14 with base ring GF(5)
> L := LieAlgebra( "G2 B3", Rationals() );
> L;
Lie Algebra of dimension 35 with base ring Rational Field
> DirectSumDecomposition(L);
[
    Lie Algebra of dimension 14 with base ring Rational Field,
    Lie Algebra of dimension 21 with base ring Rational Field
]
> LieAlgebra( "E8", GF(2) );
Lie Algebra of dimension 248 with base ring GF(2)

Example AlgLie_LieAlgebraIsogeny (H107E18)

This example demonstrates the use of the Isogeny option. Over a field of characteristic zero, this option only effects the basis used. In characteristic p, it sometimes effects the isomorphism type of the algebra. For type An with p|(n + 1), the default Isogeny is "Ad" (adjoint), which gives an algebra with nontrivial derived subalgebra but no centre:
> L := LieAlgebra("A4", GF(5));
> Dimension(L);
24
> Dimension(L*L);
23
> Dimension(Centre(L));
0
If you take Isogeny to be "SC" (simply connected), you get a perfect algebra with a nontrivial centre.
> L := LieAlgebra("A4", GF(5) : Isogeny:="SC");
> Dimension(L);
24
> Dimension(L*L);
24
> Dimension(Centre(L));
1
If p2|(n + 1) there is an intermediate isogeny type which has both a centre and a nontrivial derived algebra:
> L := LieAlgebra("A24", GF(5) : Isogeny:=5);
> Dimension(L);
624
> Dimension(L*L);
623
> Dimension(Centre(L));
1
Similar results can be obtained by constructing the Lie algebra from a root datum. This kind of phenomenon happens whenever the characteristic divides the order of the fundamental group of your root datum. See [Hog82] for more details.
> R := RootDatum("E6");
> #FundamentalGroup(R);
3
> L := LieAlgebra(R,GF(3));
> L;
Lie Algebra of dimension 78 with base ring GF(3)
> L*L;
Lie Algebra of dimension 77 with base ring GF(3)
LieAlgebra(N, k, p) : MonStgElt, Rng, GrpPermElt -> AlgLie
LieAlgebra(R, k, p) : RootDtm, Rng, GrpPermElt -> AlgLie
The twisted (almost) semisimple Lie algebra over the finite field k with Cartan type N given as a string or root datum R, with twist given by the permutation p. The twist should either be a permutation of the indices of the simple roots, or of the indices of all roots.
TwistedLieAlgebra(R, k) : RootDtm, Rng -> AlgLie
Given a twisted root datum R and a finite field k, construct the twisted Lie algebra L = R(k).

This variant has 5 return values. First, the twisted Lie algebra L. Second, a homomorphism φ from L into the split Lie algebra L' (over a suitable field extension of k); Third, L'; Fourth, a split toral subalgebra H of L, and, fifth, a split toral subalgebra H' of L', such that φ(H) ⊆H'.

See also TwistedBasis.

Example AlgLie_TwistedLieAlgebra (H107E19)

We construct two twisted Lie algebras.
> DynkinDiagram("E6");
E6    1 - 3 - 4 - 5 - 6
              |
              2
> LieAlgebra( "E6", GF(5), Sym(6)!(1,6)(3,5) );
Lie Algebra of dimension 78 with base ring GF(5)
> Rt := TwistedRootDatum(RootDatum("D4") : Twist := 3);
> k := GF(7);
> L, phi, Lp, H, Hp := TwistedLieAlgebra(Rt, k);
> L;
Lie Algebra of dimension 28 with base ring GF(7)
> Lp;
Lie Algebra of dimension 28 with base ring GF(7^3)
> phi(L.3);
(0 0 ksi^49 ksi^7 ksi 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0)
> IsSplitToralSubalgebra(L, H);
true
> IsSplitToralSubalgebra(Lp, Hp);
true
> forall{b : b in Basis(H) | phi(b) in Hp};
true

Cartan-Type Lie Algebras

Simple Lie algebras over fields of characteristic 0 have been classified and are precisely the twisted forms of Lie algebras of types Al, Bl, Cl, Dl, E6, E7, E8, F4 and G2 (see previous Subsection). Over fields of finite characteristic p, the analogues of these algebras are called classical-type (including the exceptional algebras). Over such fields there are other simple Lie algebras, the first of them found by Witt sometimes before 1937. For p ≥7, the only non-classical simple Lie algebras are the Lie algebras of Cartan-type, which we discuss in this section. For p=5, one further class of simple Lie algebras occurs: Melikian algebras, which are discussed in the next section. In characteristic 2 and 3, the classification of simple Lie algebras is not yet complete.

Cartan-type Lie algebras are non-classical Lie algebras which arise from infinite dimensional algebras of differential operators over C:

(generalised) Witt algebras,

special and conformal special Lie algebras,

Hamiltonian and conformal Hamiltonian Lie algebras,

and contact Lie algebras.

The notation and the description of these Lie algebras closely follow Strade and Farnsteiner [Str04] and [SF88]. Where the notation of the two books differs, we follow [Str04].

Let F be a finite field of characteristic p>0 and m a positive integer. We refer for the definition of O(m) and x(a) to [Str04, 2.1]. The basis of O(m) is { x(a) | 0≤a, a∈Nm }.

Let n be a sequence of positive integers of length m and set N := ∑i=1m ni. Define

O(m, n) := < x(a) | 0 ≤ai < pni >

For i=1, ..., m denote by ∂i the derivation of O(m) defined by

i(xj(r)) = δi, j xj(r - 1).

Now define

W(m, n) := ∑i=1m O(m)∂i.

The algebra W(m, n) is the Witt algebra and has dimension m pN over F. In particular, W(1, [1]) is the standard p-dimensional Witt algebra.

The Witt algebra W(m, n) is simple unless p=2 and m=1 ([SF88, 4.2.4(1)]) and is restrictable if and only if n=[1, ..., 1] ([SF88, 4.2.4(2)]).

Further define

Ω0(m, n) := O(m, n),

Ω1(m, n) := Hom()O(m, n)(W(m, n), O(m, n)),

Ωr(m, n) := bigwedger Ω1(m, n),

Ω(m, n) := bigoplus Ωr(m, n).

Let m≥2 and ωS = dx1 ^ ... ^ dxm. Define the following subalgebras of W(m, n):

S(m, n) := { D∈W(m, n) | D(ωS) = 0 },

CS(m, n) := { D∈W(m, n) | D(ωS) ∈FωS }.

The algebra S(m, n) is the special and CS(m, n) is the conformal special Lie algebra. The dimension of S(m, n) over F is (m - 1)pN + 1 and the dimension of CS(m, n) is dim S(m, n) + 1.

Suppose m≥3. Then the algebra S(m, n)(1) is simple ([SF88, 4.3.5(1)]) and is restrictable if and only if n=[1, ..., 1] ([SF88, 4.3.5(2)]).

Let p>2, m = 2r ≥2 and let ωH = ∑limitsi=1r dxi ^ dxi + r. Define the following subalgebras of W(m, n):

H(m, n) := { D∈W(m, n) | D(ωH) = 0 },

CH(m, n) := { D∈W(m, n) | D(ωH) ∈FωH }.

The algebra H(m, n) is the Hamiltonian and CH(m, n) is the conformal Hamiltonian Lie algebra. The dimension of H(m, n) over F is pN - 1 and the dimension of CH(m, n) is dim H(m, n) + 1.

The algebra H(m, n)(2) is simple ([SF88, 4.4.5(1)]) and is restrictable if and only if n=[1, ..., 1] ([SF88, 4.4.5(2)]). And, if m>2, then H(m, n)(2) = H(m, n)(1).

Let p>2, m = 2r + 1 ≥3 and let ωK = dxm + ∑limitsi=1r (xidxi + r - xi + rdxi). Define the following subalgebra of W(m, n):

K(m, n) := { D∈W(m, n) | D(ωK) ∈O(m, n)ωK },

The algebra K(m, n) is the contact Lie algebra. The dimension of K(m, n) over F is pN.

The algebra K(m, n)(1) is simple ([SF88, 4.5.5(1)]) and is restrictable if and only if n=[1, ..., 1] ([SF88, 4.5.6]). If m + 3 ≢ 0 mod p, then K(m, n)(1) = K(m, n).

WittLieAlgebra(F, m, n) : Fld, RngIntElt, SeqEnum[RngIntElt] -> AlgLie, Map
    Check: BoolElt                      Default: false
The Witt algebra W(m, n) is constructed over the finite field F, where m must be a positive integer and n a sequence of positive integers of length m. If the optional argument Check is true, the algebra is checked to be Lie upon construction.

An invertible map from the polynomial ring P over F of degree 2m to W(m, n) is returned as second value, to assist in identifying the elements of W(m, n). For 1 ≤i≤m the i-th generator of P maps to xi in W(m, n), and for m + 1 ≤i≤2m the i-th generator of P maps to δi - m in W(m, n).

Example AlgLie_witt-alg-ex (H107E20)

We compute the Witt algebra W(2, [2, 1]) over GF(9) and verify the multiplication of x1(1) δ1 and x1(2) x2(1) δ2.
> W, phi := WittLieAlgebra(GF(9), 2, [2,1]);
> W;
Lie Algebra of dimension 54 with base ring GF(3^2)
> IsSimple(W);
true
> P<x1, x2, d1, d2> := Domain(phi);
> phi(x1*d1);
(0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
    0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0)
> (phi(x1*d1)*phi(x1^2*x2*d2)) @@ phi;
2*x1^2*x2*d2
and the standard Witt algebra W(1, [1]) over GF(2):
> W := WittLieAlgebra(GF(2), 1, [1]);
> W;
Lie Algebra of dimension 2 with base ring GF(2)
> IsSimple(W);
false
> IsRestrictedLieAlgebra(W);
true [ (0 0), (0 1) ]
SpecialLieAlgebra(F, m, n) : Fld, RngIntElt, SeqEnum[RngIntElt] -> AlgLie, AlgLie, Map, Map
ConformalSpecialLieAlgebra(F, m, n) : Fld, RngIntElt, SeqEnum[RngIntElt] -> AlgLie, AlgLie, AlgLie, Map, Map
    Check: BoolElt                      Default: false
The (conformal) special Lie algebra (C)S(m, n) is constructed over the finite field F, where m≥2 must be an integer and n a sequence of positive integers of length m. If the optional argument Check is true, Magma checks that the algebra constructed is a Lie algebra.

The intrinsic SpecialLieAlgebra returns the Witt algebra W(m, n) in which it is embedded as the second return value. In addition, similarly to WittLieAlgebra, a map from the polynomial ring P of degree 2m over F to S(m, n) is returned as the third return value, and a map from P to W(m, n) as the fourth return value.

Similarly, ConformalSpecialLieAlgebra returns the special Lie algebra S(m, n) which it contains and the Witt Lie algebra W(m, n) in which it is embedded in as second and third return values. Maps from P to CS(m, n), S(m, n), and W(m, n) are returned as fourth, fifth, and sixth return values, respectively.

Example AlgLie_special-lie-alg-ex (H107E21)

We compute both S(3, [1, 2, 1]) and CS(3, [1, 2, 1]) over GF(9):
> CS,S,W := ConformalSpecialLieAlgebra( GF(9), 3, [1,2,1] );
> CS;S;W;
Lie Algebra of dimension 164 with base ring GF(3^2)
Lie Algebra of dimension 163 with base ring GF(3^2)
Lie Algebra of dimension 243 with base ring GF(3^2)
> IsSimple(S);
false
> IsSimple(S*S);
true
> IsRestrictedLieAlgebra(S*S);
false []
HamiltonianLieAlgebra(F, m, n) : Fld, RngIntElt, SeqEnum[RngIntElt] -> AlgLie, AlgLie
ConformalHamiltonianLieAlgebra(F, m, n) : Fld, RngIntElt, SeqEnum[RngIntElt] -> AlgLie, AlgLie, AlgLie
    Check: BoolElt                      Default: false
The (conformal) Hamiltonian Lie algebra (C)H(m, n) is constructed over the finite field F of characteristic at least 3, where m≥2 must be even and n a sequence of positive integers of length m. If the optional argument Check is true, the algebra is checked to be Lie upon construction.

The intrinsic HamiltonianlLieAlgebra returns the Witt Lie algebra W(m, n) in which it is embedded as the second return value. Additionally, similarly to WittLieAlgebra, a map from the polynomial ring P of degree 2m over F to H(m, n) is returned as the third return value, and a map from P to W(m, n) as the fourth return value.

Similarly, ConformalHamiltonianLieAlgebra returns the Hamiltonian Lie algebra H(m, n) it contains and the Witt Lie algebra W(m, n) in which it is embedded as the second and third return values. Maps from P to CH(m, n), H(m, n), and W(m, n) are returned as the fourth, fifth, and sixth return values, respectively.

Example AlgLie_hamilton-alg-ex (H107E22)

We compute both H(2, [2, 2]) and CH(2, [2, 2]) over GF(9):
> CH,H,W := ConformalHamiltonianLieAlgebra( GF(9), 2, [2,2] );
> CH;H;W;
Lie Algebra of dimension 81 with base ring GF(3^2)
Lie Algebra of dimension 80 with base ring GF(3^2)
Lie Algebra of dimension 162 with base ring GF(3^2)
> IsSimple(H);
false
> IsSimple(H*H);
true
> IsSimple(H*H*H);
true
> IsRestrictedLieAlgebra(H*H*H);
false []
ContactLieAlgebra(F, m, n) : Fld, RngIntElt, SeqEnum[RngIntElt] -> AlgLie, AlgLie
    Check: BoolElt                      Default: false
The contact Lie algebra K(m, n) is constructed over the finite field F of characteristic at least 3, where m≥3 must be odd and n a sequence of positive integers of length m. If the optional argument Check is true, the algebra is checked to be Lie upon construction.

The intrinsic ContactLieAlgebra returns the Witt Lie algebra W(m, n) in which it is embedded as the second return value. Additionally, similarly to WittLieAlgebra, a map from the polynomial ring P of degree 2m over F to K(m, n) is returned as the third return value, and a map from P to W(m, n) as the fourth return value.

Example AlgLie_contact-alg-ex (H107E23)

We compute the contact Lie algebra K(3, [1, 1, 1]) over GF(5):
> K,W := ContactLieAlgebra( GF(5), 3, [1,1,1] );
> K;W;
Lie Algebra of dimension 125 with base ring GF(5)
Lie Algebra of dimension 375 with base ring GF(5)
> K*K eq K;
true
> IsSimple(K);
true

Melikian Lie Algebras

The Melikian Lie Algebras are a class of simple Lie algebras over finite fields of characteristic 5, parameterized by two positive integers n1, n2. We follow the explicit construction by Strade [Str04, Section 4.3].

Let F be a field of characteristic p = 5 and recall the definition of O(m, n) and W(m, n) from Section Cartan-Type Lie Algebras. Define W = W(2, [n1, n2]), O = O(2, [n1, n2]), and take W' to be a copy of W. We equip the vector space W direct-sum O direct-sum W' with a bilinear product [., .] that is defined by the following equations, where D, E ∈W and f, f1, f2, g, g1, g2 ∈O.

On W x W, the usual multiplication in W.
On W x O: [D, f] = D(f) - 2div(D) f.
On W x W': [D, E'] = ([D, E])' + 2div(D) E'.
On O x O: [f, g] = 2(g δ2(f) - f δ2(g)) δ'1 + 2(f δ1(g) - g δ1(f)) δ'2.
On O x W': [f, E'] = fE.
On W' x W': [f1 δ'1 + f2 δ'2, g1 δ'1 + g2 δ'2] = f1 g2 - f2 g1.

Here div is the linear map defined by div(f δi) = δi f. It follows that M(n1, n2), of dimension 5n1 + n2 + 1, is a simple Lie algebra [Str04, Lemma 4.3.1, Theorem 4.3.3].

MelikianLieAlgebra(F, n1, n2) : Fld, RngIntElt, RngIntElt -> AlgLie, Map
    Check: BoolElt                      Default: false
The Melikian Lie algebra M = M(n1, n2) over F. An invertible map from the polynomial ring P of degree 6 over F to M is returned as second value, to assist in identifying the elements of M. Here the six generators of P represent x1, x2, δ1, δ2, δ'1, δ'2, respectively.

Example AlgLie_melikian-alg-ex (H107E24)

We construct M(2, 1) over GF(5) and inspect some of its properties.
> M, phi := MelikianLieAlgebra(GF(5), 2, 1);
> M;
Lie Algebra of dimension 625 with base ring GF(5)
> IsSimple(M);
true
Next, we construct subspaces (not subalgebras) W, O, W' of M.
> P<x1, x2, d1, d2, dp1, dp2> := Domain(phi);
> V := VectorSpace(GF(5), Dimension(M));
> W := sub<V | [ V | phi(x1^i*x2^j*d) : i in [0..24], j in [0..4],
>                                                     d in [d1,d2] ]>;
> O := sub<V | [ V | phi(x1^i*x2^j) : i in [0..24], j in [0..4] ]>;
> Wp := sub<V | [ V | phi(x1^i*x2^j*d) : i in [0..24], j in [0..4],
>                                                      d in [dp1,dp2] ]>;
> Dimension(W), Dimension(O), Dimension(Wp);
250 125 250
> Dimension(W meet O), Dimension(W meet Wp), Dimension(O meet Wp);
0 0 0
Finally, we verify that these subspaces multiply as required by the definition.
> m := func< A, B | sub<V | [ V | M!a*M!b : a in Basis(A), b in Basis(B) ]> >;
> WxWp := m(W, Wp); [ WxWp subset VV : VV in [W, O, Wp] ];
[ false, false, true ]
So indeed [W, W'] ⊆W'.
> VV := [W, O, Wp]; VVnm := ["W", "O", "W'" ];
> mm := function(A, B)
>   AB := m(A, B);
>   for i in [1..#VV] do
>     if AB eq VV[i] then return VVnm[i]; end if;
>   end for;
>   return "??";
> end function;
> mm(W, Wp);
W'
> for i,j in [1..#VV] do
>   printf "[ %2o, %2o ] = %2o%o", VVnm[i], VVnm[j], mm(VV[i], VV[j]),
>     (j eq 3) select "\n" else ", ";
> end for;
[  W,  W ] =  W, [  W,  O ] =  O, [  W, W' ] = W'
[  O,  W ] =  O, [  O,  O ] = W', [  O, W' ] =  W
[ W',  W ] = W', [ W',  O ] =  W, [ W', W' ] =  O
V2.28, 13 July 2023